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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Andreasen is a financial advisor who has been in the industry since April 6, 2000. Cindy is currently registered with Morgan Stanley and has been with the firm since November 21, 2011. Previously, Cindy was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC.. Cindy has a total of 55 years of experience in the securities industry. Cindy is registered to provide investment advisory services in 52 states, including Texas. Cindy holds FINRA Series 7, 31 and 66 licenses, as well as the SIE. Cindy provides a wide range of investment advisory services, including financial planning, asset allocation advice, and portfolio management. Cindy is also registered to provide investment advisory services in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
11/21/2011 - Present
Morgan Stanley (Dallas TX)
TX
06/18/2009 - 11/23/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
04/02/2007 - 06/17/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
02/23/2005 - 04/02/2007
MORGAN STANLEY DW INC. (DALLAS TX)
NJ
04/07/2000 - 03/14/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 09/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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