Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Luke is a financial professional with over 20 years of experience in the industry. Cindy is currently registered with Stifel, Nicolaus & Company, Inc. and has been with them since 11/8/2017. Prior to Stifel, Nicolaus & Company, Inc., Cindy was registered with Securities America, Inc. from 10/10/2007 to 4/20/2017. Cindy offers a variety of financial services including financial planning, portfolio management, and pension consulting. Cindy is a Series 7, Series 24 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
11/08/2017 - Present
Stifel, Nicolaus & Company, Inc. (OMAHA NE)
NE
10/10/2007 - 04/20/2017
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
01/03/2002 - 01/14/2003
AMERITRADE, INC. (OMAHA NE)
NE
12/16/1998 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BC
Issued 11/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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