Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Carraway is a registered representative and investment advisor representative with LPL Financial LLC. Cindy has been in the financial services industry for 25 years. Cindy has a broad range of experience, working at several firms prior to joining LPL Financial. Cindy is licensed in California and Mississippi and is a Series 6, 7, 24, 63 and 66 license holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
09/07/2016 - Present
LPL Financial LLC (GULFPORT MS)
MS
12/14/2015 - 09/02/2016
NATIONAL PLANNING CORPORATION (BILOXI MS)
MS
02/05/2009 - 12/14/2015
NEXT FINANCIAL GROUP, INC. (BILOXI MS)
MS
10/31/2005 - 01/28/2009
SAGEPOINT FINANCIAL, INC. (BILOXI MS)
AZ
11/05/1998 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 06/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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