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Cindy Huijun Choo

Nylife Securities LLC

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About Cindy Huijun Choo

Cindy Choo is a registered representative with Nylife Securities LLC. Cindy has been in the securities industry since August 1993. Cindy is licensed to sell securities in seven states including California, Nevada, New Mexico, North Carolina, Oregon, Texas, and Washington. Cindy holds Series 6 and Series 63 licenses and has passed the Securities Industry Essentials (SIE) exam.

Firm Information

Cindy Choo is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cindy Choo’s Registration & Firm History

CA

09/01/1993 - Present

Nylife Securities LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/31/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Cindy Huijun Choo. Review regulatory record here.
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