Unclaimed
Cindy Choo is a registered representative with Nylife Securities LLC. Cindy has been in the securities industry since August 1993. Cindy is licensed to sell securities in seven states including California, Nevada, New Mexico, North Carolina, Oregon, Texas, and Washington. Cindy holds Series 6 and Series 63 licenses and has passed the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/01/1993 - Present
Nylife Securities LLC (LOS ANGELES CA)
BC
Issued 08/31/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Cindy Choo is the right advisor for you? Invested Better is here to help.