Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy High is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Cindy has been working in the financial services industry since 2005. Cindy has a Series 7, Series 9, Series 10, Series 63, and Series 66 licenses, and holds the SIE designation. Cindy also owns and operates Platinum on Wall Street LLC. Cindy is registered in 13 states to provide investment advice, including Texas. Cindy specializes in investment advice for high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/19/2024 - Present
Wells Fargo Advisors Financial Network, LLC (MIDLAND TX)
TX
07/03/2018 - 03/26/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Midland TX)
TX
01/12/2010 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (MIDLAND TX)
TX
01/26/2005 - 12/21/2009
WELLS FARGO ADVISORS, LLC (MIDLAND TX)
BOTH
Issued 10/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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