Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Ramsey is a financial advisor with EF Legacy Securities, LLC, based in Louisville, Kentucky. Cindy has been in the financial services industry since 2001 and holds Series 6, 26, and 63 licenses. She is registered to sell securities in all 50 states. Prior to joining EF Legacy Securities, LLC, Cindy worked at Portsmouth Financial Services, Protected Investors of America, Transamerica Financial Advisors, Inc, Touchstone Securities, Inc., and Intersecurities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
11/07/2019 - Present
EF Legacy Securities, LLC (Louisville KY)
KY
07/08/2016 - 10/15/2019
PORTSMOUTH FINANCIAL SERVICES (Louisville KY)
KY
11/01/2011 - 07/06/2016
PROTECTED INVESTORS OF AMERICA (LOUISVILLE KY)
KY
03/23/2005 - 11/03/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (LOUISVILLE KY)
OH
01/15/2004 - 09/13/2004
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
FL
03/01/2000 - 09/10/2003
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 03/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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