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Cindy Ellen Vulcano

Maxim Group LLC

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About Cindy Ellen Vulcano

Cindy Vulcano is a financial professional with over 30 years of experience in the financial services industry. Cindy is currently registered with Maxim Group LLC as a Registered Representative. Previously, Cindy was also registered with Sandgrain Securities, Inc., Laidlaw Global Securities, Inc., D.H. Blair & Co., Inc., Deltec Asset Management Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Cindy Vulcano is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cindy Vulcano’s Registration & Firm History

NY

09/09/2008 - Present

Maxim Group LLC (WOODBURY NY)

NY

06/05/2006 - 07/14/2008

SANDGRAIN SECURITIES, INC. (GARDEN CITY NY)

NY

01/02/2003 - 08/16/2004

SANDGRAIN SECURITIES, INC. (GARDEN CITY NY)

NY

04/29/1998 - 12/31/2000

LAIDLAW GLOBAL SECURITIES, INC. (NEW YORK NY)

NY

05/04/1990 - 04/28/1998

D. H. BLAIR & CO., INC. (NEW YORK NY)

NY

04/27/1989 - 03/19/1990

DELTEC ASSET MANAGEMENT CORPORATION (NEW YORK NY)

NA

07/19/1988 - 01/03/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 09/09/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Cindy Ellen Vulcano.
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