Unclaimed
Cindy Elizabeth Alexander is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. Cindy has been in the financial services industry since 1999 and has a broad range of experience in providing financial advice to individuals and businesses. Cindy has held previous positions at Financial Network Investment Corporation and Alliance Fund Distributors, Inc., gaining experience in various aspects of the financial services industry. Cindy has a strong commitment to providing her clients with personalized financial advice and guidance. Cindy is dedicated to helping her clients achieve their financial goals. Cindy's expertise and experience make her a valuable resource for individuals and businesses seeking financial advice and planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
06/29/2023 - Present
Cetera Investment Advisers LLC (VIENNA VA)
CA
11/13/2001 - 06/26/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
TN
08/17/1999 - 12/07/1999
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
BOTH
Issued 04/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/16/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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