Unclaimed
Cindy Elizabeth Alexander is a financial professional with over two decades of experience in the financial services industry. Cindy is currently registered with Cetera Investment Advisers LLC and is a Registered Representative (Series 66) and a Principal (Series 24 & 51). In her previous roles, Cindy has worked for Financial Network Investment Corporation and Alliance Fund Distributors, Inc., both reputable firms in the industry. Cindy holds a wide range of licenses and certifications, including Series 6, 7, 24, 51, and 66. Cindy specializes in providing comprehensive financial planning, portfolio management, and investment advice to individuals, families, and businesses. Cindy is dedicated to helping her clients achieve their financial goals and is committed to providing personalized and professional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
06/29/2023 - Present
Cetera Investment Advisers LLC (VIENNA VA)
CA
11/13/2001 - 06/26/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
TN
08/17/1999 - 12/07/1999
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
BOTH
Issued 4/4/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/26/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 9/16/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/2/2016
Series 7 - General Securities Representative Examination
BC
Issued 8/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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