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Cindy Elaine Fowler

Kestra Advisory Services, LLC

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About Cindy Elaine Fowler

Cindy Elaine Fowler is a financial advisor registered with Kestra Advisory Services, LLC. She has been in the financial services industry since 1997 and has a wide range of experience in investment advisory services and financial planning. Cindy has held previous positions with Concourse Financial Group Securities, Inc., MetLife Securities Inc., and New England Securities. She is registered with the state of Florida and holds the Series 6, 7, 26, and 66 licenses. Cindy is committed to providing personalized financial advice to help her clients reach their financial goals.

Firm Information

Cindy Fowler is currently registered with Kestra Advisory Services, LLC. Kestra Advisory Services, LLC is a financial advisory firm based in Austin, TX, with over 1,200 investment advisor representatives and 48.3 billion in assets under management. Kestra offers a variety of financial advisory services including financial planning, portfolio management, and pension consulting. The firm serves a broad range of clients, including individuals, corporations, insurance companies, pension plans, and charitable organizations. Kestra participates in wrap fee programs.
Kestra Advisory Services, LLC

5707 SOUTHWEST PARKWAY

AUSTIN, TX 78735

$48.32B

Assets Under Management

6,180

Total Clients

1,197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cindy Fowler’s Registration & Firm History

FL

02/14/2022 - Present

Kestra Advisory Services, LLC (ORLANDO FL)

FL

02/24/2015 - 02/25/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (ORLANDO FL)

FL

01/02/2015 - 03/10/2015

METLIFE SECURITIES INC. (ORLANDO FL)

FL

02/05/2001 - 01/02/2015

NEW ENGLAND SECURITIES (ORLANDO FL)

NJ

04/07/1997 - 01/05/2001

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 06/24/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/17/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/1999

Series 7 - General Securities Representative Examination

BC

Issued 03/25/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Cindy Elaine Fowler. Review regulatory record here.
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