Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy McCulloch is a financial professional with over 20 years of experience in the industry. Cindy is currently registered with J.p. Morgan Securities LLC and is located in Plano, Texas. Cindy has held previous positions with several firms, including J.P. MORGAN SECURITIES INC. and LINSCO/PRIVATE LEDGER CORP.. Cindy holds the Series 7, 63, 65 and 66 licenses, as well as the SIE and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/02/2012 - Present
J.p. Morgan Securities LLC (Plano TX)
CT
10/01/2008 - 10/28/2010
J.P. MORGAN SECURITIES LLC (GREENWICH CT)
CT
04/12/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SHELTON CT)
DE
05/01/2001 - 11/06/2006
J.P. MORGAN SECURITIES INC. (NEWARK DE)
NY
07/31/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
SC
10/14/1997 - 09/13/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
09/18/1997 - 10/07/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/18/1997 - 10/07/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/10/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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