Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Ngai has been a registered representative since August 2003. Cindy is currently registered with Nylife Securities LLC. Cindy has passed the Series 6, Series 7, Series 26, and Series 63 exams. Cindy is licensed in the state of California. Cindy's office is located at 951 Mariners Island Blvd, SUITE 600 in San Mateo, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/20/2003 - Present
Nylife Securities LLC (SAN MATEO CA)
BC
Issued 10/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Cindy Ngai is the right advisor for you? Invested Better is here to help.
