Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Carmen Cuadra is a Registered Representative with Brokers International Financial Services, LLC. Cindy has over 25 years of experience in the financial services industry and has a strong background in investment management, financial planning, and portfolio analysis. Cindy is committed to providing her clients with personalized financial advice and investment strategies that are designed to help them achieve their financial goals. Cindy is licensed to provide investment advice and services in multiple states. Cindy holds a Series 7TO, Series 7, Series 63, Series 65, and Series 24 license, Cindy has previously worked at KMS FINANCIAL SERVICES, INC. and CITICORP SECURITIES, INC. Cindy holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
NJ
12/22/2021 - Present
Brokers International Financial Services, LLC (Parsippany NJ)
WA
11/25/2013 - 01/25/2018
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
NY
08/18/1987 - 09/24/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 12/17/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/2014
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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