Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Hellman is a financial professional with over 35 years of experience in the industry. Cindy has been registered with Stifel, Nicolaus & Company, Inc. since June 2015. Prior to joining Stifel, Nicolaus & Company, Inc., Cindy worked at STERNE, AGEE & LEACH, INC. and CITIGROUP GLOBAL MARKETS INC. Cindy holds a Series 7, Series 63, Series 24, and SIE license. Cindy's specializations include portfolio management, financial planning, investment strategies, and retirement planning. Cindy is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/05/2015 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
06/12/2013 - 06/05/2015
STERNE, AGEE & LEACH, INC. (JERICHO NY)
NY
11/26/1985 - 04/11/2013
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NA
11/21/1984 - 01/02/1986
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 06/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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