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Cindy Ann Mickelson

Northwestern Mutual Investment Services, LLC

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About Cindy Ann Mickelson

Cindy Ann Mickelson is a registered representative with Northwestern Mutual Investment Services, LLC in Milwaukee, WI. Cindy has been in the securities industry since February 24, 1996. Cindy has passed the Series 7, Series 63, Series 66, and Series 24 examinations. Prior to joining Northwestern Mutual, Cindy worked at DAIN RAUSCHER INCORPORATED, FIRST UNION SECURITIES, INC., ROBERT W. BAIRD & CO. INCORPORATED, and AMERICAN INVESTMENT SERVICES, INC. Cindy is also a 50% owner of a rental property in Fort Myers, Florida.

Firm Information

Cindy Mickelson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Cindy Mickelson’s Registration & Firm History

WI

03/28/2002 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

NY

08/26/1999 - 10/24/2001

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

MO

01/01/1998 - 04/03/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

WI

05/21/1997 - 12/23/1997

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

OK

11/14/1995 - 05/02/1997

AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)

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Licenses & Designations

BOTH

Issued 06/27/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/22/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cindy Ann Mickelson.
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