Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindy? Claim Your ProfileCindy Ashmore is a financial professional with over 18 years of experience in the industry. Cindy is currently registered with Siebert Williams Shank & CO., LLC and has been with the firm since November 2019. Prior to joining Siebert Williams Shank & CO., LLC, Cindy worked at The Williams Capital Group, L.P. and Jefferies LLC. Cindy holds the Series 7, Series 52TO, Series 57TO, and SIE licenses. Cindy also holds a Series 63 license and is registered in 19 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/05/2019 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
03/11/2019 - 11/05/2019
THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)
NY
10/13/2010 - 03/26/2019
JEFFERIES LLC (NEW YORK NY)
NY
05/25/2005 - 10/14/2010
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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