Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cindi? Claim Your ProfileCindi Rand is a financial advisor with Stifel, Nicolaus & Company, Inc. Cindi has been in the financial industry since 1994 and has extensive experience providing investment advice and financial planning services. Cindi has been registered with Stifel, Nicolaus & Company, Inc. since April 22, 2022. Cindi is a Series 7, 24, 63, SIE, and 79TO licensed professional. Cindi is also registered in 23 states including Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Louisiana, Massachusetts, Michigan, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Texas, Utah, Vermont, and Virginia. Prior to joining Stifel, Nicolaus & Company, Inc., Cindi held positions with VINING-SPARKS IBG, LLC, ICBA SECURITIES, Prudential Securities Incorporated, First Union Securities, Inc., First Union Capital Markets Corp., SunTrust Equitable Securities, SunTrust Capital Markets, Inc. and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
12/22/2000 - 04/22/2022
VINING-SPARKS IBG, LLC (MIDDLESEX NJ)
NJ
04/01/2011 - 12/17/2019
ICBA SECURITIES (MIDDLESEX NJ)
NY
10/05/2000 - 11/27/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
10/01/1999 - 08/24/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
10/23/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
GA
01/02/1998 - 10/16/1998
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
GA
05/19/1997 - 01/02/1998
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NY
02/18/1994 - 05/12/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 03/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cindi Rand is the right advisor for you? Invested Better is here to help.
