linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Cindi Lee Cullen

Assetmark, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Cindi? Claim Your Profile

About Cindi Lee Cullen

Cindi Cullen is an investment advisor representative with Assetmark, Inc. based in Concord, CA. Cindi has been in the industry since 1983 and has held positions with multiple firms, including Thrivent Investment Management Inc., Pruco Securities, LLC., Woodbury Financial Services, Inc., RBC Dain Rauscher Inc., and Lutheran Brotherhood Securities Corp. Cindi holds the Series 6, Series 7 and SIE licenses and has passed the Uniform Combined State Law Examination (Series 66).

Firm Information

Cindi Cullen is currently registered with Assetmark, Inc.. Assetmark, Inc. is a Concord, CA-based investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides portfolio management for individuals, investment companies, and pension plans, as well as selection of other advisors and pension consulting. Assetmark serves a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and investment companies. They also offer wrap fee program participation.
Assetmark, Inc.

1655 GRANT STREET

CONCORD, CA 94520-2445

$65.62B

Assets Under Management

91,910

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Cindi Cullen’s Registration & Firm History

CA

06/25/2019 - Present

Assetmark, Inc. (CONCORD CA)

MN

10/01/2009 - 05/13/2019

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

MN

08/29/2005 - 09/04/2009

PRUCO SECURITIES, LLC. (PLYMOUTH MN)

MN

01/28/2005 - 08/30/2005

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

NY

11/17/2004 - 01/24/2005

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MN

01/22/2004 - 06/08/2004

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

MN

07/01/2002 - 12/19/2003

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

MN

02/28/1983 - 07/01/2002

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

Not sure if Cindi Lee Cullen is right for you?

Licenses & Designations

BOTH

Issued 04/28/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

BC

Issued 02/22/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cindi Lee Cullen.
Not sure if Cindi Lee Cullen is right for you?