Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ciaran? Claim Your ProfileCiaran Denis O'Brien is an investment advisor registered with RBC Capital Markets, LLC. Ciaran Denis O'Brien has been in the industry since June 2002. Prior to joining RBC Capital Markets, LLC, Ciaran Denis O'Brien worked at MIZUHO SECURITIES USA LLC and CANTOR FITZGERALD & CO. and UBS SECURITIES LLC. Ciaran Denis O'Brien has passed the Series 63, Series 7, and SIE exams. Ciaran Denis O'Brien is registered to provide securities and investment advisory services in 53 states. Ciaran Denis O'Brien is also registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Industry and Financial Markets Association (SIFMA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/10/2018 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
01/24/2014 - 05/17/2018
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
07/13/2009 - 12/19/2013
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/27/2002 - 07/23/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 06/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ciaran O'Brien is the right advisor for you? Invested Better is here to help.
