Unclaimed
Ciara Tjong is a financial advisor who is registered to provide financial advice and securities products in multiple states including Pennsylvania, New Jersey, California, Georgia, and Massachusetts. Ciara is affiliated with Northwestern Mutual Investment Services, LLC, a firm with a nationwide presence. Ciara Tjong holds multiple securities licenses including the Series 7 and Series 63 exams as well as the SIE exam. Ciara has been in the financial services industry since August of 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
08/03/2021 - Present
Northwestern Mutual Investment Services, LLC (Yardley PA)
BC
Issued 08/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/03/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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