Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chuong? Claim Your ProfileChuong Luc is a registered representative with Bofa Securities, Inc. and is located in the PALO ALTO, CA office. Chuong Luc is also registered with the state of California. Chuong Luc has been in the industry since October 1, 2018. Previous employers include PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC and HOULIHAN LOKEY CAPITAL, INC.. Chuong Luc holds the Series 63, 79TO, SIE, 62, and 79 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
08/30/2021 - Present
Bofa Securities, Inc. (PALO ALTO CA)
CA
01/26/2015 - 10/05/2016
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC (San Jose CA)
CA
08/19/2013 - 11/05/2014
HOULIHAN LOKEY CAPITAL, INC. (LOS ANGELES CA)
BC
Issued 09/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/16/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/19/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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