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Chung-taek Oh

Rabo Securities USA, Inc.

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About Chung-taek Oh

Chung-taek Oh is a registered representative with Rabo Securities USA, Inc. Chung-taek has been in the securities industry since 2008. Chung-taek holds the Series 7, Series 63 and Series 79TO licenses. Chung-taek has been registered with the Financial Industry Regulatory Authority (FINRA) since 2015. Prior to joining Rabo Securities USA, Inc., Chung-taek was employed by SG AMERICAS SECURITIES, LLC from 2007 to 2013. Chung-taek is currently licensed in New York.

Firm Information

Chung-taek Oh is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chung-taek Oh’s Registration & Firm History

NY

07/17/2015 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

NY

01/30/2007 - 09/24/2013

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/05/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chung-taek Oh.
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