Unclaimed
Chung-taek Oh is a registered representative with Rabo Securities USA, Inc. Chung-taek has been in the securities industry since 2008. Chung-taek holds the Series 7, Series 63 and Series 79TO licenses. Chung-taek has been registered with the Financial Industry Regulatory Authority (FINRA) since 2015. Prior to joining Rabo Securities USA, Inc., Chung-taek was employed by SG AMERICAS SECURITIES, LLC from 2007 to 2013. Chung-taek is currently licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/17/2015 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
01/30/2007 - 09/24/2013
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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