Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chung? Claim Your ProfileChung Kim is a securities professional with over 3 years of experience in the industry. Chung is currently registered with Tradeup Securities, Inc. and US Tiger Securities, Inc. Chung has a strong understanding of the securities industry, having passed the Series 7, Series 57, and SIE exams. Chung's previous experience includes a role at Haitong International Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/15/2021 - Present
Tradeup Securities, Inc. (NEW YORK NY)
NY
07/23/2019 - 06/28/2021
HAITONG INTERNATIONAL SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 01/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2019
Series 57TO - Securities Trader Exam
BC
Issued 06/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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