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Chun ket Yau

Transamerica Financial Advisors, Inc.

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About Chun ket Yau

Chun ket Yau is a registered representative with Transamerica Financial Advisors, Inc. in NORCROSS, GA. Chun ket has been in the securities industry since January 23, 2004 and is licensed to provide investment advice in 11 states. Chun ket has been with Transamerica Financial Advisors, Inc. since January 6, 2012. Prior to that, Chun ket worked at WORLD GROUP SECURITIES, INC. Chun ket is licensed to sell various financial products, including variable contracts and investment company products. Chun ket has passed the Series 6, Series 26, and Series 63 exams. Chun ket specializes in financial planning and portfolio management. Chun ket is also registered with FINRA and the state of Georgia.

Firm Information

Chun ket Yau is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Chun ket Yau’s Registration & Firm History

GA

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (NORCROSS GA)

GA

01/23/2004 - 01/06/2012

WORLD GROUP SECURITIES, INC. (NORCROSS GA)

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Licenses & Designations

BC

Issued 01/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chun ket Yau.
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