Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chun dok? Claim Your ProfileChun dok Chris Wong is a financial advisor with NI Advisors. Chun dok has over 17 years of experience in the financial industry. Chun dok is a registered investment advisor in the state of California and holds the following licenses: Series 6, 7, 26, 63, and 65. Chun dok specializes in financial planning, selection of other advisers, and portfolio management for individuals. Chun dok Chris Wong is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Share fees with third party asset managers
1
2
CA
02/04/2016 - Present
NI Advisors (MILPITAS CA)
CA
08/13/2008 - 04/16/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (AMERICAN CANYON CA)
CA
05/01/2008 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SAN JOSE CA)
CT
10/05/2004 - 11/03/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CA
10/10/2002 - 09/29/2004
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
GA
04/12/2002 - 07/23/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
06/29/2000 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 02/03/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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