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Chun bun Lam

Interactive Brokers LLC

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About Chun bun Lam

Chun bun Lam is a registered securities professional with Interactive Brokers LLC, with more than 3 years of experience in the financial industry. Chun bun has a broad range of experience, holding Series 7, Series 3, Series 57, and Series 63 licenses. Chun bun Lam is registered in 53 states and the District of Columbia. Chun bun is located in the Chicago branch office of Interactive Brokers LLC.

Firm Information

Chun bun Lam is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chun bun Lam’s Registration & Firm History

IL

04/27/2021 - Present

Interactive Brokers LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/09/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/17/2023

Series 57TO - Securities Trader Exam

BC

Issued 07/07/2022

Series 3 - National Commodity Futures Examination

BC

Issued 04/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/11/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Chun bun Lam.
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