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Chukwuemeka Godwin Uzoukwu

Nylife Securities LLC

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About Chukwuemeka Godwin Uzoukwu

Chukwuemeka Godwin Uzoukwu is a financial professional with over 20 years of experience in the industry. Chukwuemeka has a strong background in securities and investments, having worked for several prominent firms, including Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Currently, Chukwuemeka is registered with Nylife Securities LLC, and is based in Houston, Texas. Chukwuemeka holds several industry licenses and certifications, including Series 7, 63, 66 and SIE.

Firm Information

Chukwuemeka Uzoukwu is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chukwuemeka Uzoukwu’s Registration & Firm History

TX

05/24/2024 - Present

Nylife Securities LLC (HOUSTON TX)

CA

05/29/2007 - 12/17/2009

CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)

CA

04/20/2001 - 05/29/2007

CITICORP INVESTMENT SERVICES (GARDENA CA)

CA

01/09/2003 - 02/05/2003

CAL FED INVESTMENTS (SACRAMENTO CA)

NY

03/15/2000 - 02/08/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

09/09/1998 - 11/11/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/03/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/10/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/23/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/16/2024

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Chukwuemeka Godwin Uzoukwu. Review regulatory record here.
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