Unclaimed
Chukwuemeka Ekeocha is a financial professional registered with Credit Agricole Securities (usa) Inc. Chukwuemeka is a Series 7, Series 63, Series 79 and SIE licensed professional. Chukwuemeka has experience in the financial services industry since 2012. Chukwuemeka is currently registered in Arizona, California, Florida, Illinois, Massachusetts, New York, Ohio, Texas, Virginia, and Washington. Chukwuemeka was previously registered with NatWest Markets Securities Inc. and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/24/2021 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
CT
11/06/2017 - 08/27/2021
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
NY
08/19/2009 - 08/13/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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