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Chui shan Rosetta Li

Pruco Securities, LLC

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About Chui shan Rosetta Li

Chui shan Rosetta Li is a registered representative with Pruco Securities, LLC. Chui shan Rosetta Li has been in the securities industry since August 1, 2004 and has experience with New England Securities and Signator Investors, Inc.. Chui shan Rosetta Li is licensed to offer securities in California and Hawaii. Chui shan Rosetta Li is also a registered investment advisor in Hawaii.

Firm Information

Chui shan Li is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Chui shan Li’s Registration & Firm History

HI

06/09/2023 - Present

Pruco Securities, LLC (HONOLULU HI)

HI

04/20/2010 - 12/16/2022

PRUCO SECURITIES, LLC. (HONOLULU HI)

HI

10/25/2004 - 04/01/2010

NEW ENGLAND SECURITIES (HONOLULU HI)

MA

01/01/2004 - 07/08/2004

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 06/08/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/13/2009

Series 24 - General Securities Principal Examination

BC

Issued 03/14/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chui shan Rosetta Li.
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