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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chuck? Claim Your ProfileChuck Tobias is an Investment Advisor Representative registered with Morgan Stanley in Atlanta, GA, and is licensed to provide investment advisory services in 19 states and the District of Columbia. Chuck has been working in the financial services industry since 1997. He is a Series 7, 63, 65, and 31 licensed professional, and holds the SIE designation. Chuck is affiliated with Morgan Stanley since 2009. He was previously associated with Citigroup Global Markets Inc., Wachovia Securities, LLC, Charles Schwab & Co., Inc., and Morgan Stanley DW Inc. Chuck's clientele includes individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, investment companies, pension and profit-sharing plans, and banking or thrift institutions. Chuck provides a wide range of services including portfolio management for individuals, businesses, and investment companies, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
03/19/2020 - Present
Morgan Stanley (Atlanta GA)
GA
09/14/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
08/22/2002 - 12/31/2005
WACHOVIA SECURITIES, LLC (ATLANTA GA)
TX
04/02/2002 - 07/11/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
10/30/1997 - 12/11/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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