Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chuck? Claim Your ProfileChuck Smith is a financial professional with over 5 years of experience in the financial services industry. Chuck has a Series 7, Series 24, and Series 63 license. Chuck is currently registered with Horace Mann Investors, Inc. and is located in Springfield, IL. Previously, Chuck was employed by AXA Advisors, LLC. Chuck specializes in investments and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Percentage of assets under third party investment management
1
2
IL
03/16/2018 - Present
Horace Mann Investors, Inc. (SPRINGFIELD IL)
MD
04/15/2013 - 12/22/2017
AXA ADVISORS, LLC (COLUMBIA MD)
BC
Issued 06/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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