Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christy? Claim Your ProfileChristy Moccia is a financial professional with over 18 years of experience in the securities industry. Christy is currently registered with Clear Street LLC in Del Mar, California. Christy has held previous positions with CLEAR STREET MARKETS LLC, CSNR SERVICES, LLC, VIRTU FINANCIAL CAPITAL MARKETS LLC, VIRTU AMERICAS LLC, PERSHING LLC, KNIGHT CAPITAL AMERICAS LLC, KNIGHT CAPITAL AMERICAS, L.P., MANAGED ACCOUNT SERVICES, LLC and BAINBRIDGE SECURITIES INC. Christy holds several securities licenses including Series 7, Series 24, Series 4, Series 63, Series 66, Series 87, Series 52TO, Series 57TO, Series 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/11/2019 - Present
Clear Street LLC (Del Mar CA)
NY
04/11/2019 - 04/15/2024
CLEAR STREET MARKETS LLC (NEW YORK NY)
VI
08/17/2021 - 01/10/2023
CSNR SERVICES, LLC (ST. THOMAS VI)
NY
07/26/2017 - 04/02/2019
VIRTU FINANCIAL CAPITAL MARKETS LLC (New York NY)
NY
11/06/2013 - 04/02/2019
VIRTU AMERICAS LLC (New York NY)
NJ
07/25/2013 - 10/21/2013
PERSHING LLC (JERSEY CITY NJ)
NJ
10/08/2009 - 07/25/2013
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
NJ
09/16/2009 - 11/08/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
PA
12/11/2006 - 09/11/2009
MANAGED ACCOUNT SERVICES, LLC (MALVERN PA)
PA
10/21/2004 - 12/08/2006
BAINBRIDGE SECURITIES INC. (LANCASTER PA)
BOTH
Issued 01/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/08/2007
Series 4 - Registered Options Principal Examination
BC
Issued 03/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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