Verified
Christy Lynne Nelson is a financial professional with over 20 years of experience in the financial services industry. Christy is currently a Registered Representative with Principal Securities, Inc. and is also a licensed insurance agent. Prior to joining Principal Securities, Inc., Christy worked with CETERA ADVISORS LLC and Charles Schwab & Co., Inc. Christy holds several professional designations, including the Chartered Financial Consultant designation. Christy specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CO
05/12/2023 - Present
Principal Securities, Inc. (DENVER CO)
CO
04/17/2007 - 02/08/2022
CETERA ADVISORS LLC (DENVER CO)
CO
03/04/2003 - 03/27/2007
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
BOTH
Issued 08/19/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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