Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christy? Claim Your ProfileChristy Lynne Finken is a financial advisor with BOK Financial Securities, Inc. in Houston, Texas. Christy has been in the industry since 2002 and holds Series 63, 66, and 7 securities licenses. Christy Lynne Finken previously worked with TRIAD ADVISORS, INC., MBM SECURITIES, INC., GWFS EQUITIES, INC., CUNA BROKERAGE SERVICES, INC., NEW ENGLAND SECURITIES, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
09/16/2019 - Present
BOK Financial Securities, Inc. (HOUSTON TX)
TX
10/13/2011 - 06/11/2014
TRIAD ADVISORS, INC. (HOUSTON TX)
TX
05/07/2008 - 11/21/2011
MBM SECURITIES, INC. (HOUSTON TX)
TX
09/05/2006 - 04/07/2008
GWFS EQUITIES, INC. (HOUSTON TX)
TX
06/25/2003 - 07/19/2006
CUNA BROKERAGE SERVICES, INC. (HOUSTON TX)
NY
04/04/2002 - 06/17/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
01/18/2002 - 02/21/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/18/2002 - 02/21/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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