Unclaimed
Christy Miller is a financial advisor with Vanguard Marketing Corp. Christy has been working in the financial services industry since February 2, 1997. Christy is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7TO, 24, 26, 50, 51, 54, and 63 licenses. Christy Miller is a registered representative in 53 states. Christy is located in Malvern, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/03/1997 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 02/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 05/13/2019
Series 24 - General Securities Principal Examination
BC
Issued 08/09/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/15/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/31/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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