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Christy Lee Miller

Vanguard Marketing Corp.

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About Christy Lee Miller

Christy Miller is a financial advisor with Vanguard Marketing Corp. Christy has been working in the financial services industry since February 2, 1997. Christy is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7TO, 24, 26, 50, 51, 54, and 63 licenses. Christy Miller is a registered representative in 53 states. Christy is located in Malvern, Pennsylvania.

Firm Information

Christy Miller is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christy Miller’s Registration & Firm History

PA

02/03/1997 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 02/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2019

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 05/13/2019

Series 24 - General Securities Principal Examination

BC

Issued 08/09/2016

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 07/15/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 04/01/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 01/31/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christy Lee Miller.
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