Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christy? Claim Your ProfileChristy Falco is a financial advisor registered with Raymond James & Associates, Inc., and Raymond James Financial Services Advisors, Inc. with over 10 years of experience in the industry. Christy has a strong background in investments, having held previous roles at Transamerica Financial Advisors, Inc., Signator Investors, Inc., and Diversified Investors Securities Corp. Christy holds several securities licenses, including Series 6, 7, 9, 10, 24, 51, and 66, and is licensed to offer investment advice in Florida. Christy specializes in providing financial planning and investment advice to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/23/2017 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
07/22/2016 - 06/19/2017
TRANSAMERICA FINANCIAL ADVISORS, INC (ST PETERSBURG FL)
FL
05/13/2016 - 08/26/2016
SIGNATOR INVESTORS, INC. (ST. PETERSBURG FL)
FL
06/18/2012 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
FL
12/01/2010 - 05/22/2012
DIVERSIFIED INVESTORS SECURITIES CORP. (ST. PETERSBURG FL)
BOTH
Issued 02/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/09/2015
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/02/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/30/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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