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Christy Conklin Ross

Charles Schwab & CO., Inc.

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About Christy Conklin Ross

Christy Conklin Ross is a financial advisor with Charles Schwab & Co., Inc. Christy has been in the financial services industry since 2013. Christy is registered with FINRA and holds Series 63, SIE, and Series 7 licenses. She is also registered to sell securities in Arizona, California, and Texas. Christy was previously employed with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, Ameriprise Financial Services, Inc., WELLS FARGO ADVISORS, LLC, and TD Ameritrade, Inc.

Firm Information

Christy Ross is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Christy Ross’s Registration & Firm History

AZ

09/02/2022 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

AZ

07/05/2016 - 09/15/2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SCOTTSDALE AZ)

AZ

04/28/2015 - 04/11/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Mesa AZ)

TX

08/28/2014 - 03/24/2015

WELLS FARGO ADVISORS, LLC (DALLAS TX)

TX

08/20/2012 - 08/25/2014

TD AMERITRADE, INC. (FORT WORTH TX)

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Licenses & Designations

BC

Issued 08/27/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Christy Conklin Ross. Review regulatory record here.
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