Unclaimed
Christy Brown Kelly is a financial advisor with Empower Financial Services, Inc. in Raleigh, North Carolina. Christy has been in the industry since September 23, 2003 and is licensed to sell securities in North Carolina. Christy has passed the Series 6, Series 63 and SIE exams. Prior to joining Empower Financial Services, Inc., Christy was with Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/04/2022 - Present
Empower Financial Services, Inc. (Raleigh NC)
NC
09/23/2003 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (RALEIGH NC)
BC
Issued 09/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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