Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christy? Claim Your ProfileChristy Ann Knotz is a financial advisor with LPL Financial LLC in Tucson, Arizona. Christy is a CERTIFIED FINANCIAL PLANNER™ professional and has been in the financial services industry since 2011. Christy provides financial planning, investment management, and other advisory services to individuals, families, and businesses. Christy has experience working with Charles Schwab & Co., Inc. and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
11/28/2023 - Present
LPL Financial LLC (TUCSON AZ)
AZ
10/26/2020 - 03/07/2023
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
07/13/2011 - 09/29/2020
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BOTH
Issued 11/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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