Unclaimed
Christy Cornell is a financial advisor at Raymond James & Associates, Inc. with over 20 years of experience in the financial services industry. Christy is registered with the state of Tennessee and has a Series 7, Series 63 and Series 66 license. Christy offers a range of services to individuals and businesses, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/30/2014 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
03/30/2012 - 02/18/2014
LPL FINANCIAL LLC (MEMPHIS TN)
TN
05/24/2005 - 04/04/2012
SYNOVUS SECURITIES, INC. (MEMPHIS TN)
OR
01/19/2005 - 06/03/2005
PRIVATE CONSULTING GROUP, INC. (PORTLAND OR)
TX
04/14/2004 - 12/08/2004
STANFORD GROUP COMPANY (HOUSTON TX)
TN
05/23/2001 - 03/10/2004
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
BOTH
Issued 10/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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