Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christos? Claim Your ProfileChristos Thomas John is a registered Investment Advisor Representative in the state of New Jersey. Christos has been in the industry since 1990. Christos is currently registered with Simon Quick Advisors, LLC, a firm with a regulatory assets under management range of $5 Billion to $10 Billion. Christos has passed several industry exams, including Series 7, Series 3, Series 63, Series 65, and Series 66. Christos is affiliated with Simon Quick Advisors, LLC. Christos provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles. Christos has previously been employed by FOREFRONT CAPITAL MARKETS LLC, Lehman Brothers Inc., Columbia Management Distributors, Inc., BACAP Distributors, LLC, BANC OF AMERICA SECURITIES LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Christos is also a teacher at the New York Institute of Finance where he teaches classes in Hedge Funds, Portfolio Management, and Alternative Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party managed asset program
1
2
NJ
03/18/2015 - Present
Simon Quick Advisors, LLC (MORRISTOWN NJ)
NY
04/14/2012 - 07/08/2014
FOREFRONT CAPITAL MARKETS LLC (NEW YORK NY)
NY
10/25/2005 - 02/28/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
MA
08/20/2005 - 09/28/2005
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
NC
04/02/2003 - 08/20/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
02/15/2000 - 12/04/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/16/1993 - 02/10/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/04/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/31/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
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