Unclaimed
Christos Alexandros Koufomihalis is a financial professional with over 14 years of experience in the industry. Christos is currently registered with Casey Securities LLC and previously held positions at RFA Securities LLC, X-Change Financial Access, LLC, The Griswold Company, Incorporated, Liquidpoint, LLC, Robert G. Pears & Co., Inc., and Taylor Execution Service LLC. Christos has a strong background in securities trading, having passed the Series 56, Series 57TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/17/2024 - Present
Casey Securities LLC (GREENBRAE CA)
PA
12/05/2019 - 07/01/2024
RFA SECURITIES LLC (PHILADELPHIA PA)
CA
01/03/2022 - 01/12/2022
CASEY SECURITIES LLC (GREENBRAE CA)
CA
01/22/2019 - 12/05/2019
CASEY SECURITIES, LLC (GREENBRAE CA)
IL
05/01/2012 - 01/23/2019
X-CHANGE FINANCIAL ACCESS, LLC (CHICAGO IL)
NY
05/08/2009 - 09/09/2009
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
IL
08/17/2007 - 12/03/2007
LIQUIDPOINT, LLC (CHICAGO IL)
NY
06/15/2005 - 04/04/2007
ROBERT G. PEARS & CO., INC. (NEW YORK NY)
NY
11/22/2004 - 05/25/2005
TAYLOR EXECUTION SERVICE LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2012
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
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