Unclaimed
Christopherpaul Lerner is a financial professional with over 12 years of experience in the industry. Christopherpaul is currently registered with Pickwick Capital Partners, LLC, a firm that is active in the broker-dealer space. Prior to joining Pickwick Capital Partners, LLC, Christopherpaul was registered with Stifel, Nicolaus & Company, Incorporated, Eaton Partners, LLC, Tangent Capital Partners, LLC, and Salomon Smith Barney Inc. Christopherpaul has a broad range of experience in the industry, having held various positions at these firms. Christopherpaul holds several securities licenses, including Series 7, 79, 24, 63, 79TO, 99TO, and SIE, and has a deep understanding of the financial markets. Christopherpaul's experience and qualifications make Christopherpaul a valuable asset to any investor seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/06/2024 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NA
03/29/2018 - 11/25/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SHANGHAI )
NA
04/14/2011 - 03/29/2018
EATON PARTNERS, LLC (SHANGHAI )
NY
03/09/2010 - 03/09/2011
TANGENT CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
10/11/2000 - 04/09/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 07/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/30/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/30/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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