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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Zangari is a financial advisor who has been in the industry since 1990. Christopher Zangari has worked for UBS Financial Services INC. since November 2013. Previously, Christopher Zangari worked for SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED and SHEARSON LEHMAN HUTTON INC.. Christopher Zangari holds the Series 63, Series 65 and Series 7 licenses. Christopher Zangari has a state exam count of 2, product exam count of 2 and principal exam count of 0. Christopher Zangari is registered with the Financial Industry Regulatory Authority (FINRA) and is registered in 30 states and 3 states as an Investment Advisor. Christopher Zangari has a specialization in providing financial services for individuals, businesses, corporations, charitable organizations, trusts and pension and profit sharing plans. Christopher Zangari is active in several industry organizations and has a strong commitment to providing high-quality financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/11/2013 - Present
UBS Financial Services Inc. (WESTFIELD NJ)
NY
05/22/1990 - 07/12/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
03/21/1989 - 07/12/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 8/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/9/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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