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Christopher Y. Ha

Deutsche Bank Securities Inc.

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About Christopher Y. Ha

Christopher Y. Ha is a registered representative with Deutsche Bank Securities Inc. Christopher has over 20 years of experience in the financial services industry. Christopher is a Series 7, Series 63 and Series 99TO licensed professional. Christopher previously worked at Jefferies LLC, J.P. Morgan Securities Inc., Wachovia Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Christopher Ha is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Christopher Ha’s Registration & Firm History

FL

06/18/2018 - Present

Deutsche Bank Securities Inc. (JACKSONVILLE FL)

NY

05/10/2010 - 02/27/2018

JEFFERIES LLC (NEW YORK NY)

NY

04/13/2007 - 04/21/2010

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/02/2005 - 02/02/2007

WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/07/2002 - 04/21/2005

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

08/24/1998 - 06/18/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/06/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Y. Ha.
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