Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wynne Scott is an investment advisor representative with Wells Fargo Clearing Services, LLC. Christopher has been in the securities industry for 21 years and has held registrations with several firms including TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and THE TAVENNER COMPANY. Christopher has a Series 7, 63, and 66 securities license and is registered with the state of North Carolina. Christopher holds a Notary Public license and provides notary services in addition to their financial services. Christopher specializes in providing investment advice to individuals, businesses, corporations, and charitable organizations. Christopher's current firm, Wells Fargo Clearing Services, LLC, is a large firm that has over 15,000 licensed investment advisors and approximately $550 Billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/07/2023 - Present
Wells Fargo Clearing Services, LLC (SOUTHERN PINES NC)
NY
12/20/2022 - 10/27/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
OH
09/24/2021 - 12/05/2022
THE TAVENNER COMPANY (SPRINGFIELD OH)
BOTH
Issued 02/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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