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Christopher Wren

Wells Fargo Securities, LLC

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About Christopher Wren

Christopher Wren is a financial professional with over 18 years of experience in the industry. Christopher is currently registered with Wells Fargo Securities, LLC. Prior to this, Christopher held positions at RBC Capital Markets, LLC, WSA Fixed Income, LLC, and Credit Suisse Securities (USA) LLC. Christopher has a broad range of experience in the financial services industry, including investment banking, sales and trading, and operations. Christopher is a licensed Series 3, 7, 63 and SIE professional.

Firm Information

Christopher Wren is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Wren’s Registration & Firm History

NC

11/16/2015 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NY

02/06/2012 - 10/28/2015

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/24/2011 - 01/31/2012

WSA FIXED INCOME, LLC (NEW YORK NY)

NY

09/24/2004 - 09/06/2011

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2004

Series 3 - National Commodity Futures Examination

BC

Issued 09/22/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Wren.
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