Unclaimed
Christopher Rios is a financial professional registered with Vanguard Marketing Corp. Christopher has been in the industry for over 1 year, with a registration date of November 4, 2022. Christopher is registered in 53 states, including Alabama, Alaska, and Arizona, among others. Christopher holds Series 7TO and Series 63 securities licenses. Christopher has passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
11/04/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 10/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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