Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wilson Pfeifle is a financial advisor with RBC Capital Markets, LLC. Christopher has been in the financial services industry since 1995. Christopher is registered to provide investment advice in Indiana and Texas. Christopher is also registered as a broker-dealer in Arizona, Florida, Illinois, Indiana, Kentucky, Nevada, North Carolina, Ohio, South Carolina and Texas. Christopher holds the following licenses and certifications: Series 63, Series 65, Series 7, and SIE. Christopher is a member of the CG Links Golf Booster Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
08/20/2014 - Present
RBC Capital Markets, LLC (INDIANAPOLIS IN)
IN
02/13/2013 - 12/10/2013
RAYMOND JAMES & ASSOCIATES, INC. (INDIANAPOLIS IN)
IN
11/03/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (INDIANAPOLIS IN)
IN
03/27/1999 - 11/17/2006
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
OH
04/21/1998 - 03/27/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
11/06/1995 - 04/06/1998
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IA
Issued 01/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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