Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Vincent is a financial advisor with Northwestern Mutual Investment Services, LLC based in Sarasota, Florida. Christopher has over 10 years of experience in the financial services industry. Christopher is a Series 7 and Series 63 licensed representative. Christopher specializes in offering investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
12/10/2018 - Present
Northwestern Mutual Investment Services, LLC (SARASOTA FL)
FL
11/21/2016 - 04/10/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TAMPA FL)
CT
11/30/2006 - 10/04/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FAIRFIELD CT)
CT
07/20/2006 - 10/13/2006
AMERIPRISE FINANCIAL SERVICES, INC. (NORWALK CT)
BC
Issued 12/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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