Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Unis is an investment advisor representative registered with Hartford Funds. Christopher has been working in the financial services industry since 2000. Christopher is registered with the state of New York and holds Series 7, Series 66 and SIE securities licenses. Christopher is a licensed investment advisor representative in Florida, Maryland, New Jersey and New York. Before joining Hartford Funds, Christopher worked at INVESCO DISTRIBUTORS, INC. Christopher specializes in providing investment advice to states in connection with 529 plans and model recommendations, and portfolio management for investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Registrant provides investment advice to states in connection with 529 plans and model recommendations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees related to 529 plans and model recommendations.
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2
PA
01/12/2022 - Present
Hartford Funds (WAYNE PA)
NY
03/14/2013 - 06/22/2018
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
MA
08/20/2009 - 03/12/2013
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
CT
12/01/2003 - 08/20/2009
MANAGERS DISTRIBUTORS, INC. (STAMFORD CT)
CT
04/09/2003 - 10/14/2003
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NY
06/24/2002 - 03/20/2003
LEVCO SECURITIES, INC. (NEW YORK NY)
NJ
09/28/2000 - 06/03/2002
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 05/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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